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The Need for Non-Discretionary Interlocutory Appellate Review in Multidistrict Litigation

机译:多区诉讼中非必要性中间上诉审查的必要性

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摘要

Multidistrict Litigation (MDL) is a tool for managing complex litigation by transferring cases with common questions of fact to a single judge for coordinated pretrial proceedings. The subject matter of the cases can run the gamut from airplane crashes to securities fraud to environmental disasters, such as the recent BP oil spill in the Gulf of Mexico. Today, about a third of all pending civil cases in federal court are part of the MDL system. A single judge renders all the important legal decisions in each MDL, exerting outsized impact on the parties and on the evolution of the law—and does so with virtually no scrutiny from other judges. This power centralization promotes efficient case management, but it can be an anathema to our conception of decentralized justice. One instance of unreviewable pretrial error can have immediate and sweeping impact on thousands of cases in one fell swoop. It is time to restore the balance of judicial power. This Article argues for an expansion of non-discretionary interlocutory appellate jurisdiction over certain legal rulings rendered in MDL cases. Any opportunity to appeal before the end of the case reflects an inherent value judgment that the immediate rights at stake outweigh the burdens that interlocutory review imposes on the courts. The discretionary approach to interlocutory appellate jurisdiction has proven generally adequate. But it is not adequate in the context of MDL proceedings, where the risks and consequences of legal error are heightened considerably. Ultimately, MDL cases tend to settle rather than proceed to final judgment, so the appellate courts rarely have an opportunity to clarify the law, and the settlements are often mispriced as a result of the uncertainty. The absence of appellate review also deprives our jurisprudence of one of its central features—the back-and-forth negotiation of legal principles that occurs when multiple jurists grapple with the same legal questions. Certain interlocutory MDL orders, then, warrant mandatory appellate jurisdiction. To qualify, the order should involve a pure issue of law in an unsettled area or in contravention of established precedent, and immediate appellate review should potentially be dispositive of a significant number of cases in the MDL. The guaranteed availability of immediate review in these circumstances would not come without costs, but the benefits would far outweigh them. Indeed, the right of immediate appeal would ensure the integrity of the MDL process on which our legal system has come so heavily to depend.
机译:多区诉讼(MDL)是一种管理复杂诉讼的工具,可以将具有常见事实问题的案件移交给一位法官进行协调的审前程序。这些案件的主题涉及范围从飞机失事,证券欺诈到环境灾难,例如最近在墨西哥湾的BP石油泄漏。今天,联邦法院所有未决民事案件中约有三分之一属于MDL系统。一名法官会在每个MDL中做出所有重要的法律决定,从而对当事方和法律的发展产生巨大的影响,而这样做实际上并没有受到其他法官的审查。这种权力的集中化可以促进有效的案件管理,但它可能是我们对分散司法概念的厌恶。一次不可复审的审前错误实例一举成千上万,对立竿见影。现在是恢复司法权力平衡的时候了。本文主张扩大非自由裁量权中间上诉管辖权,以应对MDL案件中的某些法律裁决。案件结案前的任何上诉机会都反映出一种固有的价值判断,即紧迫的优先权超过了中间复审对法院施加的负担。事实证明,对中间上诉机构实行全权决定的做法已经足够。但是,在MDL程序中,这是不够的,因为MDL程序会大大增加法律错误的风险和后果。最终,MDL案件倾向于和解而不是最终判决,因此,上诉法院很少有机会澄清法律,而且由于不确定性,和解常常定价错误。缺乏上诉审查也使我们的判例丧失了其主要特征之一,即当多名法学家共同解决相同的法律问题时发生的法律原则的来回谈判。因此,某些中间MDL指令需要强制性的上诉管辖权。要获得资格,该命令应在未解决的领域或违反既定的先例而涉及纯粹的法律问题,并且立即进行的上诉审查可能会对MDL中的许多案件产生影响。在这种情况下,保证可以立即进行审查不是没有成本的,但是收益将远远超过它们。确实,立即上诉权将确保我们的法律体系赖以生存的MDL程序的完整性。

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    Pollis, Andrew S.;

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  • 年度 2011
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